SEC Form 4 · accession 0001374913-18-000003
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean WA McDonald
Officer — Sr. VP - Exploration
Period of report
Jun 28, 2018
Accepted (ET)
Jun 28, 2018 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 28, 2018 | F | 40,211 | $0.00 | D | 559,644 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dr. McDonald was awarded: (i) 122,950 restricted stock units on July 1, 2015; (ii) 68,182 restricted stock units on June 7, 2016; and (iii) 51,107 restricted stock units on June 7, 2017. The restrictions lapsed on 1/3 of these vesting units (80,745 shares). Dr. McDonald elected to have Hecla Mining Company withhold 40,211 shares to cover his tax liability.
- F2Total consists of 437,571 shares held directly and 122,073 unvested restricted stock units.