SEC Form 4 · accession 0001166074-19-000001
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillips S Baker Jr.
Officer — Director, President & CEO · Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 11, 2019 | A | 663,967 | $0.00 | A | 4,412,373 | D | |
| Common StockF3 | Mar 12, 2019 | A | 24,843 | $2.38 | A | 24,843 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1100% of the 2016-2018 Long-term Incentive Plan award was paid in equity.
- F2Consists of 2,429,075 shares held directly, 1,758,085 shares held in the Key Employee Deferred Compensation Plan, and 225,213 unvested restricted stock units.
- F3Held as 2,053.726 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 24,843 shares.