SEC Form 4 · accession 0001166074-16-000007
HECLA MINING CO/DE/ · HL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillips S Baker Jr.
Officer — President & CEO · Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2016 | S | 392,863 | $7.0525 | D | 2,659,258 | D | |
| Common StockF2 | Aug 9, 2016 | J | 15,758 | $7.00 | A | 15,758 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total consists of 1,469,596 shares held directly, 888,909 shares that are deferred under the Hecla Mining Company Key Employee Deferred Compensation Plan, and 300,753 unvested restricted stock units.
- F2Held as 1,402.813 units in Mr. Baker's 401(k) account under Hecla Mining Company's Capital Accumulation Plan, and estimated to be 15,578 shares.