SEC Form 4 · accession 0001618248-16-000047
FIRST NATIONAL CORP /VA/ · FXNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald F Smith Jr.
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 2:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719402
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.25 par value | Nov 16, 2016 | A | 300 | $0.00 | A | 800 | D | |
| Common Stock, $1.25 par valueF3 | holding | — | — | — | 20,681 | I | By G F Smith Jr Revocable Trust | |
| Common Stock, $1.25 par valueF1 | holding | — | — | — | 47,193 | I | As custodian for Elise D. Smith (daughter) | |
| Common Stock, $1.25 par valueF1 | holding | — | — | — | 48,693 | I | By Emily N. Smith (Daughter) | |
| Common Stock, $1.25 par valueF1,F2 | holding | — | — | — | 900 | I | By Kaye DeHaven Smith Irrevocable Trust FBO Elise D. Smith (Daughter) | |
| Common Stock, $1.25 par valueF1,F2 | holding | — | — | — | 800 | I | By Kaye DeHaven Smith Irrevocable Trust FBO Emily N. Smith (Daughter) | |
| Common Stock, $1.25 par valueF1,F2 | holding | — | — | — | 640 | I | By Kaye DeHaven Smith Irrevocable Trust FBO Evan A. Smith (Son) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2The reporting person serves as a co-trustee of this irrevocable trust.
- F3Includes 305 shares of the issuer's common stock previously held by the reporting person directly that were transferred to the G F Smith, Jr. Revocable Trust.