SEC Form 4 · accession 0001437749-19-004319
GIGA TRONICS INC · GIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Traci Keiko Mitchell
Officer — Controller, Prin. Acct Officer
Period of report
Mar 7, 2019
Accepted (ET)
Mar 7, 2019 · 3:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719274
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series E Senior Convertible Voting Perpetual Preferred StockF1,F2 | — | Mar 7, 2019 | A | 300 | A | Mar 7, 2019 | — | Common Stock | 30,000 | 600 | D |
Explanation of responses
- F1Each Series E Share is initially convertible 1 into 100 shares of the Company's common stock.
- F2Not applicable.