SEC Form 4 · accession 0001437749-18-022228
GIGA TRONICS INC · GIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Regazzi
Officer — Chief Executive Officer · Director
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 6:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719274
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $0.27 | Dec 18, 2018 | A | 200,000 | A | Dec 18, 2019 | Dec 18, 2028 | Common stock | 200,000 | 599,750 | D |
Explanation of responses
- F1Options vest on the following schedule: 25% of the Shares vest at the first anniversary from the date of grant and 1/48th per month thereafter.