SEC Form 4 · accession 0001437749-15-003798
GIGA TRONICS INC · GIGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken A Harvey
Director
Period of report
Feb 25, 2015
Accepted (ET)
Mar 2, 2015 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Restricted Share Award Agreement | Feb 25, 2015 | A | 36,000 | $0.00 | A | 91,554 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to buy)F1 | $1.84 | Feb 25, 2015 | A | 5,500 | A | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 5,500 | 5,500 | D |
Explanation of responses
- F1The option becomes exercisable in five equal installments of 20% annually beginning February 26, 2015, until fully vested and will expire on February 25, 2025.