SEC Form 3 · accession 0000719135-19-000008
Apyx Medical Corp · APYX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Hornsby
Officer — Executive Vice President
Period of report
Jan 6, 2019
Accepted (ET)
Jan 15, 2019 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000719135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 40 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy)F1 | $4.30 | holding | — | — | — | Aug 27, 2015 | Aug 27, 2024 | Common Stock | 30,000 | — | D |
| Stock Option (Option to Buy)F2 | $1.77 | holding | — | — | — | Dec 18, 2015 | Dec 18, 2025 | Common Stock | 35,000 | — | D |
| Stock Option (Option to Buy)F1 | $2.23 | holding | — | — | — | May 1, 2018 | May 1, 2027 | Common Stock | 15,000 | — | D |
| Stock Option (Option to Buy)F1 | $2.99 | holding | — | — | — | Dec 15, 2018 | Dec 15, 2027 | Common Stock | 100,000 | — | D |
Explanation of responses
- F11. Mr. Hornsby was granted stock options which shall vest 25% on the first anniversary of the date of grant, 25% on the second anniversary of the date of grant, 25% on the third anniversary of the date of grant, and 25% on the fourth anniversary of the date of grant.
- F22. Mr. Hornsby was granted stock options which vest ratably over a 48 month period.