SEC Form 4 · accession 0001678249-26-000003
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur C Butcher
Director
Period of report
Jun 18, 2026
Accepted (ET)
Jun 22, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 18, 2026 | M | 5,341 | $0.00 | A | 9,549 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Jun 18, 2026 | M | 5,341 | D | — | — | Common Stock | 5,341 | 0 | D |
| Common Stock OptionsF2 | $29.12 | Jun 18, 2026 | A | 4,458 | A | Jun 18, 2027 | Jun 17, 2036 | Common Stock | 4,458 | 4,458 | D |
| Restricted Stock UnitsF2 | $0.00 | Jun 18, 2026 | A | 3,709 | A | — | — | Common Stock | 3,709 | 3,709 | D |
Explanation of responses
- F1Reflects restricted stock units granted to the Reporting Person on June 18, 2025, pursuant to the Issuer's annual non-employee director equity compensation program for the 2025-2026 term, which vested on June 18, 2026.
- F2Reflects restricted stock units and options to purchase common stock granted to the Reporting Person on June 18, 2026, pursuant to the Issuer's annual non-employee director equity compensation program for the 2026-2027 term. These equity awards vest in full on the earlier of June 18, 2027 or the Issuer's 2027 Annual Meeting of Shareholders.
Remarks
This Form 4 reflects the equity awards granted to the Reporting Person on June 18, 2026 pursuant to Issuer's annual non-employee director equity compensation program for the 2026-2027 term.