SEC Form 4 · accession 0001325697-26-000009
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah J Andrews
Officer — Chief Financial Officer & EVP
Period of report
Jun 25, 2026
Accepted (ET)
Aug 4, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 25, 2026 | M | 13,955 | — | A | 32,608 | D | |
| Common Stock | Jun 25, 2026 | F | 6,480 | $31.21 | D | 26,128 | D | |
| Common StockF2 | Jul 31, 2026 | M | 20,787 | — | A | 46,915 | D | |
| Common Stock | Jul 31, 2026 | F | 10,576 | $24.36 | D | 36,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jun 25, 2026 | M | 13,955 | D | — | — | Common Stock | 13,955 | 27,912 | D |
| Restricted Stock UnitsF2 | — | Jul 31, 2026 | M | 20,787 | D | — | — | Common Stock | 20,787 | 0 | D |
Explanation of responses
- F1Represents the vesting of restricted stock units ("RSUs") granted to the Reporting Person on June 25, 2025, in connection with her appointment as Chief Financial Officer of the Issuer on such date. These RSUs vest as to 1/3 of the shares subject to the award on each of June 25, 2026, 2027 and 2028. The RSUs convert into common stock on a one-for-one basis.
- F2Represents the vesting of RSUs granted to the Reporting Person on February 2, 2026, in connection with the Reporting Person's appointment as Interim Co-Chief Executive Officer of the Issuer on such date. The RSUs vested on July 31, 2026. The RSUs convert into common stock on a one-for-one basis.