SEC Form 4 · accession 0001209191-18-020652
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hans-Martin Blickensdoerfer
Officer — Sr. VP, Comm. Ops, China
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1 | $16.15 | Mar 15, 2018 | A | 25,000 | A | Mar 15, 2019 | Mar 14, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The options granted become exercisable as follows: 1/3 on 3/15/2019 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/15/2021.