SEC Form 4 · accession 0001209191-18-020646
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Wall
Director
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | A | 310 | $0.00 | A | 17,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2 | $16.15 | Mar 15, 2018 | A | 603 | A | Jun 14, 2018 | Mar 14, 2028 | Common Stock | 603 | 603 | D |
Explanation of responses
- F1The restrictions on the 310 restricted shares of common stock lapse on the earlier of June 14, 2018 or the Corporation's 2018 Annual Meeting, subject to Mr. Wall's continued service through that date.
- F2These 603 stock options vest in full on the earlier of June 14, 2018 or the Corporation's 2018 Annual Meeting, subject to Mr. Wall's continued service through the vesting date.