SEC Form 4 · accession 0001209191-16-136253
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Wall
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2016 | A | 2,587 | $0.00 | A | 12,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2 | $8.35 | Aug 8, 2016 | A | 5,000 | A | Jun 24, 2017 | Aug 7, 2026 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The restrictions on the 2587 restricted shares of common stock lapse on the earlier of June 24, 2017 or the Corporation's 2017 Annual Meeting, subject to Mr. Wall's continued service through that date.
- F2These 5,000 stock options vest in full on the earlier of either June 24, 2017 or the Corporation's 2017 Annual Meeting, subject to Mr. Wall's continued service through the vesting date.