SEC Form 4 · accession 0001209191-16-122987
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Moore
Director
Period of report
May 24, 2016
Accepted (ET)
May 24, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 24, 2016 | M | 10,000 | $1.92 | A | 10,800 | D | |
| Common StockF1 | holding | — | — | — | 92,296 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $1.92 | May 24, 2016 | M | 10,000 | D | Jun 17, 2010 | Jun 16, 2019 | Common Stock | 10,000 | 7,500 | D |
Explanation of responses
- F1Shares allocated to reporting person's family trust.
Remarks
On May 24, 2016, Mr. Moore, a non-employee director, exercised a stock option that had been granted to him in June 2009 and purchased 10,000 shares of common stock.