SEC Form 4/A · accession 0001209191-15-071017
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William P Wall
Director
Period of report
Sep 2, 2015
Accepted (ET)
Sep 16, 2015 · 8:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2015 | A | 4,313 | $0.00 | A | 4,313 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2 | $7.60 | Sep 2, 2015 | A | 8,470 | A | Jul 8, 2016 | Jul 7, 2025 | Common Stock | 8,470 | 8,470 | D |
Explanation of responses
- F1Restricted shares vesting in full on July 8, 2016, with vesting generally to accelerate in the event the grantee's service as director ends prior to that date.
- F2The 8,470 stock options vest in full on July 8, 2016, with vesting generally to accelerate in the event the grantee's service as director ends prior to that date.
Remarks
This Amendment reflects the revised, pro-rated amount of stock options awarded to Mr. Wall by the Board of Directors upon his election to serve as a non-employee member of the Board (8,470 stock options rather than the 10,000 stock options reported on September 2, 2015) and also reflects the previously reported 4,313 restricted shares of common stock awarded to Mr. Wall, which represents the pro-rated amount of the standard director equity compensation for a director serving during the 2015-2016 term.