SEC Form 4 · accession 0001209191-15-060442
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Slacik
Director
Period of report
Jul 8, 2015
Accepted (ET)
Jul 10, 2015 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 8, 2015 | A | 4,898 | $0.00 | A | 18,798 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $9.31 | Jul 8, 2015 | A | 10,000 | A | Jul 8, 2016 | Jul 7, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Restricted shares vesting in full on July 8, 2016, with vesting generally to accelerate in the event the grantee's service as director ends prior to that date.
Remarks
On July 8, 2015, STAAR granted Mr. Slacik, a non-employee director, 10,000 options to purchase common stock and 4,898 restricted shares of common stock on his re-election to the Board.