SEC Form 4 · accession 0001209191-15-060437
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lou Silverman
Director
Period of report
Jul 8, 2015
Accepted (ET)
Jul 10, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 8, 2015 | A | 4,898 | $0.00 | A | 4,898 | D | |
| Common StockF2 | holding | — | — | — | 11,763 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $9.31 | Jul 8, 2015 | A | 10,000 | A | Jul 8, 2016 | Jul 7, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Restricted shares vesting in full on July 8, 2016, with vesting generally to accelerate in the event the grantee's service as director ends prior to that date.
- F2Shares allocated to reporting person's family trust.
Remarks
On July 8, 2015, STAAR granted Mr. Silverman, a non-employee director, 10,000 options to purchase common stock and 4,898 restricted shares of common stock on his re-election to the Board.