SEC Form 4 · accession 0001181431-15-005736
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Brown
Officer — Vice President & Chief Financi
Period of report
Apr 7, 2015
Accepted (ET)
Apr 10, 2015 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 7, 2015 | A | 10,000 | $0.00 | A | 17,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2 | $7.35 | Apr 7, 2015 | A | 25,000 | A | Apr 7, 2016 | Apr 6, 2025 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Award of 10,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/2 of the shares (5000 shares) on 4/7/17 and lapse as to the other 1/2 of the shares (5000 shares) on 4/7/18.
- F2The options become exercisable as follows: 8333 on 4/7/16, 8333 on 4/7/17 and 8334 shares on 3/7/18.