SEC Form 4 · accession 0001352027-18-000024
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher B Walther
Officer — Chief Legal Officer
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF1,F2,F3 | Mar 14, 2018 | F | 15,515 | $74.22 | D | 186,288 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 14, 2018, 33,531 performance-vesting restricted stock units held by Mr. Walther vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 15,515 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligation. As the performance conditions underlying this restricted stock unit award were not achieved at the maximum level, 2,214 previously reported restricted stock units did not vest.
- F2Following the transactions reported on this Form 4, Mr. Walther held, indirectly through the Walther-Stockton 2013 Family Trust, (a) 47,205 shares of the Company's common stock and (b) 139,083 performance-vesting restricted stock units, each representing the right to receive one share of the Company's common stock.
- F3These securities are held by the Walther-Stockton 2013 Family Trust.