SEC Form 4 · accession 0001352027-18-000016
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian G Kelly
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF1,F2 | Feb 21, 2018 | S | 400,000 | $71.0159 | D | 1,692,352 | I | By the 115190D Trust |
| Common Stock, par value $0.000001 per shareF3,F4 | Feb 21, 2018 | S | 280,000 | $70.98 | D | 1,744,721 | I | By ASAC TJKS LLC |
| Common Stock, par value $0.000001 per shareF5,F2 | Feb 22, 2018 | S | 180,587 | $69.9017 | D | 1,511,765 | I | By the 115190D Trust |
| Common Stock, par value $0.000001 per shareF6,F4 | Feb 22, 2018 | S | 165,000 | $70.0002 | D | 1,579,721 | I | By ASAC TJKS LLC |
| Common Stock, par value $0.000001 per shareF7,F2 | Feb 23, 2018 | S | 419,413 | $70.6836 | D | 1,092,352 | I | By the 115190D Trust |
| Common Stock, par value $0.000001 per shareF8,F4 | Feb 23, 2018 | S | 255,000 | $70.6049 | D | 1,324,721 | I | By ASAC TJKS LLC |
| Common Stock, par value $0.000001 per shareF9 | holding | — | — | — | 8,101 | D | ||
| Common Stock, par value $0.000001 per shareF10 | holding | — | — | — | 1 | I | By ASAC II LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $70.22 to $71.81 per share. Mr. Kelly has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- F10Mr. Kelly and Robert A. Kotick are the managers of ASAC II LLC. Mr. Kelly disclaims beneficial ownership of the Company's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.
- F2Mr. Kelly disclaims beneficial ownership of the Company's common stock held by the 115190D Trust except to the extent of his pecuniary interest therein.
- F3The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $70.22 to $71.79 per share. Mr. Kelly has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- F4Mr. Kelly disclaims beneficial ownership of the Company's common stock held by ASAC TJKS LLC except to the extent of his pecuniary interest therein.
- F5The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $69.60 to $70.33 per share. Mr. Kelly has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- F6The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $69.34 to $70.68 per share. Mr. Kelly has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- F7The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $70.00 to $72.06 per share. Mr. Kelly has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- F8The price in column 4 is a weighted average price. The prices actually received for the stock ranged from $70.00 to $72.07 per share. Mr. Kelly has provided the Company, and upon request, will provide any security holder of the Company or the SEC staff, with information regarding the number of shares sold at each price within that range.
- F9Following the transactions reported on this Form 4, Mr. Kelly directly owns (a) 6,013 shares of the Company's common stock and (b) 2,088 restricted share units, each representing the right to receive one share of the Company's common stock.