SEC Form 4 · accession 0001352027-17-000019
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian G Kelly
Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF1 | May 18, 2017 | G | 3,262,153 | $0.00 | A | 4,592,352 | I | By the 115190D Trust |
| Common Stock, par value $0.000001 per shareF2,F3 | Jun 6, 2017 | A | 4,178 | $0.00 | A | 301,030 | D | |
| Common Stock, par value $0.000001 per share | holding | — | — | — | 66,270 | I | The Kelly Descendants 2016 Trust | |
| Common Stock, par value $0.000001 per shareF4 | holding | — | — | — | 2,850,522 | I | By ASAC TJKS LLC | |
| Common Stock, par value $0.000001 per shareF5 | holding | — | — | — | 1 | I | By ASAC II LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the distribution of shares on May 18, 2017 from ASAC 427, LLC,
- F2This grant was for 4,178 restricted share units, each representing the right to receive one share of the Company's common stock, which will vest in equal installments on September 6, 2017, December 6, 2017, March 6, 2018 and June 6, 2018.
- F3Following the transactions reported on this Form 4, Mr. Kelly directly owns (a) 294,891 shares of the Company's common stock and (b) 6,139 restricted share units, each representing the right to receive one share of the Company's common stock.
- F4Mr. Kelly disclaims beneficial ownership of the Company's common stock held by ASAC TJKS LLC except to the extent of his pecuniary interest therein.
- F5Mr. Kelly and Robert A. Kotick are the managers of ASAC II LLC. Mr. Kelly disclaims beneficial ownership of the Company's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.