SEC Form 4 · accession 0001352027-17-000011
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian G Kelly
Director
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF1,F4 | Mar 28, 2017 | S | 420,063 | $49.9001 | D | 66,270 | I | The Kelly Descendants 2016 Trust |
| Common Stock, par value $0.000001 per shareF2 | holding | — | — | — | 296,852 | D | ||
| Common Stock, par value $0.000001 per shareF3 | holding | — | — | — | 2,850,522 | I | By ASAC TJKS LLC | |
| Common Stock, par value $0.000001 per shareF5 | holding | — | — | — | 1 | I | By ASAC II LLC | |
| Common Stock, par value $0.000001 per share | holding | — | — | — | 1,330,199 | I | By the 115190D Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted on September 15, 2016 by The Kelly Descendants 2016 Trust.
- F2Mr. Kelly directly owns (a) 293,910 shares of the Company's common stock and (b) 2,942 restricted share units, each representing the right to receive one share of the Company's common stock.
- F3The reporting person disclaims beneficial ownership of the Company's common stock held by ASAC TJKS LLC except to the extent of his pecuniary interest therein.
- F4The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $49.90 to $49.91 per share. Mr. Kelly has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff information regarding the number of shares sold at each price within that range.
- F5The reporting person and Robert A. Kotick are the managers of ASAC II LLC. Mr. Kelly disclaims beneficial ownership of the Company's common stock held by ASAC II LLC except to the extent of his pecuniary interest therein.