SEC Form 4 · accession 0001352027-16-000125
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Morhaime
Officer — Pres. & CEO-Blizzard Ent.
Period of report
Nov 12, 2016
Accepted (ET)
Nov 15, 2016 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per share | Nov 12, 2016 | F | 12,176 | $39.41 | D | 264,489 | D | |
| Common Stock, par value $0.000001 per share | Nov 12, 2016 | G | 11,158 | $0.00 | D | 253,331 | D | |
| Common Stock, par value $0.000001 per shareF3 | Nov 12, 2016 | G | 11,158 | $0.00 | A | 315,628 | I | See footnote |
| Common Stock, par value $0.000001 per share | Nov 13, 2016 | F | 12,176 | $39.41 | D | 241,155 | D | |
| Common Stock, par value $0.000001 per share | Nov 13, 2016 | G | 11,157 | $0.00 | D | 229,998 | D | |
| Common Stock, par value $0.000001 per shareF3 | Nov 13, 2016 | G | 11,157 | $0.00 | A | 326,785 | I | See footnote |
| Common Stock, par value $0.000001 per share | Nov 14, 2016 | F | 12,176 | $37.77 | D | 217,822 | D | |
| Common Stock, par value $0.000001 per shareF6 | Nov 14, 2016 | G | 11,157 | $0.00 | D | 206,665 | D | |
| Common Stock, par value $0.000001 per shareF7,F3 | Nov 14, 2016 | G | 11,157 | $0.00 | A | 337,942 | I | See footnote |
| Common Stock, par value $0.000001 per shareF9 | Nov 15, 2016 | F | 1,930 | $38.53 | D | 22,543 | I | Securites held by Mr. Morhaime's wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 12, 2016, 23,334 restricted stock units held by Mr. Morhaime vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 12,176 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligation.
- F2Following the receipt thereof, Mr. Morhaime transferred the net shares he received in connection with the vesting of his restricted stock units to the Michael Morhaime Revocable Trust.
- F3These securities are held by the Michael Morhaime Revocable Trust.
- F4On November 13, 2016, 23,333 restricted stock units held by Mr. Morhaime vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 12,176 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligation.
- F5On November 14, 2016, 23,333 restricted stock units held by Mr. Morhaime vested. Pursuant to the terms of his restricted stock unit award agreement, the Company withheld 12,176 of the shares otherwise deliverable to him in order to satisfy the resulting tax withholding obligation.
- F6Following the transactions reported on this Form 4, Mr. Morhaime directly held 206,665 restricted stock units, each representing the right to receive one share of the Company's common stock.
- F7Following the transactions reported on this Form 4, Mr. Morhaime indirectly held (through the Michael Morhaime Revocable Trust) 337,942 shares of the Company's common stock.
- F8On November 15, 2016, 5,135 restricted stock units held by Mr. Morhaime's wife vested. Pursuant to the terms of her restricted stock unit award agreement, the Company withheld 1,930 of the shares otherwise deliverable to her in order to satisfy the resulting tax withholding obligation.
- F9Following the transactions reported on this form 4, Mr. Morhaime indirectly holds, through his wife, (a) 12,861 shares of the Company's common stock and (b) 9,682 performance-based vesting restricted stock units, each representing the right to receive one share of the Company's common stock.