SEC Form 4 · accession 0001352027-16-000111
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Kotick
Officer — President & CEO · Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 5, 2016 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF2 | Jun 30, 2016 | F | 17,924 | $39.63 | D | 3,495,824 | D | |
| Common Stock, par value $0.000001 per shareF3 | holding | — | — | — | 31,031,460 | I | By ASAC II LP | |
| Common Stock, par value $0.000001 per share | holding | — | — | — | 9,600 | I | by UTMAs for the benefit of minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 30, 2016, 34,350 restricted share units held by Mr. Kotick vested and, as allowed under the terms of his restricted share unit agreement, the Company withheld 17,924 shares otherwise deliverable to him to satisfy the resulting tax withholding obligations.
- F2Following the transaction reported on this Form 4, Mr. Kotick directly held 3,495,824 shares of the Company's common stock.
- F3ASAC II LLC is the general partner of ASAC II LP. Mr. Kotick and Brian G. Kelly are the managers of ASAC II LLC. The number of shares reported reflects the completion on June 8, 2016 of the previously announced distribution of shares by ASAC II LP to its limited partners. ASAC II LLC has retained the shares allocable to it in ASAC II LP. Mr. Kotick disclaims beneficial ownership of the Company's common stock held by ASAC II LP except to the extent of his pecuniary interest therein.