SEC Form 4 · accession 0001352027-16-000077
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Wereb
Officer — Principal Accounting Officer
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per share | Mar 8, 2016 | M | 25,800 | $11.88 | A | 94,546 | D | |
| Common Stock, par value $0.000001 per shareF1 | Mar 8, 2016 | S | 25,800 | $30.915 | D | 68,746 | D | |
| Common Stock, par value $0.000001 per shareF2,F3 | Mar 8, 2016 | S | 23,653 | $30.9941 | D | 45,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF4 | $11.88 | Mar 8, 2016 | M | 25,800 | D | — | Nov 8, 2020 | Common Stock, par value $0.000001 per share | 25,800 | 25,866 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $30.91 to $30.94 per share. Mr. Wereb has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range.
- F2The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $30.99 to $31.02 per share. Mr. Wereb has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range.
- F3Following the transactions reported on this Form 4, Mr. Wereb held (a) 15,339 restricted stock units with vesting tied to performance, each representing the right to receive one share of the Company's common stock and (b) 29,754 restricted stock units, each representing the right to receive one share of the Company's common stock.
- F4These options were fully vested as of June 29, 2014.