SEC Form 5 · accession 0001352027-16-000070
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Tippl
Officer — Chief Operating Officer
Period of report
Dec 31, 2015
Accepted (ET)
Feb 5, 2016 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF1 | May 20, 2015 | G | 1,180 | $0.00 | D | 1,158,600 | I | See footnote. |
| Common Stock, par value $0.000001 per shareF1 | Nov 17, 2015 | G | 200 | $0.00 | D | 1,158,400 | I | See footnote. |
| Common Stock, par value $0.000001 per shareF2,F1 | Dec 2, 2015 | G | 900 | $0.00 | D | 1,157,500 | I | See footnote. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held by the Thomas and Laura Tippl Family Trust.
- F2Following the transactions reported on this Form 5, Mr. Tippl (through the Thomas and Laura Tippl Family Trust) held (a) 269,072 shares of the Company's common stock, (b) 888,428 restricted stock units, each representing the right to receive a share of the Company's common stock, 681,817 of which have vesting criteria tied to performance.