SEC Form 5 · accession 0001352027-16-000067
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Kotick
Officer — President & CEO · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Feb 3, 2016 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF1,F2 | Oct 7, 2015 | G | 100 | $0.00 | D | 4,452,732 | D | |
| Common Stock, par value $0.000001 per shareF3 | holding | — | — | — | 171,968,042 | I | By ASAC II LP | |
| Common Stock, par value $0.000001 per share | holding | — | — | — | 9,600 | I | by UTMAs for the benefit of children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of shares of the Company's common stock directly held by Mr. Kotick, as reported on the Forms 4 filed on December 3, 2015 and January 5, 2016, did not account for this gift and, as such, were overstated by 100 shares.
- F2On December 31, 2015, Mr. Kotick directly held (a) 240,450 restricted share units, each representing the right to receive a share of the Company's common stock, (b) 1,429,979 performance shares, each representing the right to receive a share of the Company's common stock, and (c) 2,782,303 shares of the Company's common stock.
- F3ASAC II LLC is the general partner of ASAC II LP. Mr. Kotick and Brian G. Kelly are the managers of ASAC II LLC. Mr. Kotick disclaims beneficial ownership of the Company's common stock held by ASAC II LP except to the extent of his pecuniary interest therein.