SEC Form 4 · accession 0001352027-15-000051
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Kotick
Officer — President & CEO · Director · 10% Owner
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF2 | Oct 1, 2015 | F | 17,924 | $30.90 | D | 4,470,756 | D | |
| Common Stock, par value $0.000001 per shareF3 | holding | — | — | — | 171,968,042 | I | By ASAC II LP | |
| Common Stock, par value $0.000001 per share | holding | — | — | — | 9,600 | I | by UTMAs for the benefit of minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 1, 2015, 34,350 restricted share units held by Mr. Kotick vested and, as allowed under the terms of his restricted share unit agreement, the Company withheld 17,924 shares otherwise deliverable to him to satisfy the resulting tax withholding obligations.
- F2Following the transaction reported on this Form 4, Mr. Kotick directly held (a) 309,150 restricted share units, each representing the right to receive a share of the Company's common stock, (b) 1,429,979 performance shares, each representing the right to receive a share of the Company's common stock, and (c) 2,731,627 shares of the Company's common stock.
- F3ASAC II LLC is the general partner of ASAC II LP. Mr. Kotick and Brian G. Kelly are the managers of ASAC II LLC. Mr. Kotick disclaims beneficial ownership of the Company's common stock held by ASAC II LP except to the extent of his pecuniary interest therein.