SEC Form 4 · accession 0001352027-15-000023
Activision Blizzard, Inc. · ATVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Kotick
Officer — President & CEO · Director · 10% Owner
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.000001 per shareF1,F2 | Mar 31, 2015 | D | 96,362 | $0.00 | D | 4,578,300 | D | |
| Common Stock, par value $0.000001 per shareF3 | holding | — | — | — | 171,968,042 | I | By ASAC II LP | |
| Common Stock, par value $0.000001 per share | holding | — | — | — | 9,600 | I | by UTMAs for the benefit of minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of March 31, 2015, the performance conditions underlying these performance shares were not met and, on that date, they were cancelled.
- F2Following the transaction reported on this Form 4 and the simultaneous vesting of 881,131 performance shares, Mr. Kotick directly held (a) 549,600 restricted share units, each representing the right to receive a share of the Company's common stock, (b) 1,429,979 performance shares, each representing the right to receive a share of the Company's common stock, and (c) 2,598,721 shares of the Company's common stock.
- F3ASAC II LLC is the general partner of ASAC II LP. Mr. Kotick and Brian G. Kelly are the managers of ASAC II LLC. Mr. Kotick disclaims beneficial ownership of the Company's common stock held by ASAC II LP except to the extent of his pecuniary interest therein.