SEC Form 5/A · accession 0001354488-17-000069
COMMUNITY BANCORP /VT · CMTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
Kathryn M Austin
Officer — President and CEO · Director
Period of report
Dec 31, 2016
Accepted (ET)
Jan 12, 2017 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718413
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2016 | L | 1 | $14.108 | A | 130 | D | |
| Common Stock | May 2, 2016 | L | 2 | $13.7642 | A | 132 | D | |
| Common Stock | Aug 1, 2016 | L | 2 | $14.00 | A | 133 | D | |
| Common Stock | Nov 1, 2016 | L | 2 | $14.0891 | A | 135 | D | |
| Common Stock | Feb 1, 2016 | L | 95 | $14.108 | A | 8,480 | D | |
| Common Stock | May 2, 2016 | L | 99 | $13.7642 | A | 8,579 | D | |
| Common Stock | Aug 1, 2016 | L | 98 | $14.00 | A | 8,677 | D | |
| Common Stock | Nov 1, 2016 | L | 99 | $14.0891 | A | 8,775 | D | |
| Common Stock | Feb 1, 2016 | L | 1 | $14.108 | A | 130 | D | |
| Common Stock | May 2, 2016 | L | 2 | $13.7642 | A | 132 | D | |
| Common Stock | Aug 1, 2016 | L | 2 | $14.00 | A | 133 | D | |
| Common Stock | Nov 1, 2016 | L | 2 | $14.0891 | A | 135 | D | |
| Common StockF1 | holding | — | — | — | 32,386 | I | 401K Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,720.82 of these shares were purchased by the Trustee of the Company's 401K Plan from 1/1/16 to 12/31/16 and the price paid ranged from $13.90 to $14.85 per share.
Remarks
Amended to add 401K footnote