Form4insider filings, from the source

SEC Form 4 · accession 0001181580-17-000028

RAVE RESTAURANT GROUP, INC. · RAVE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Mark E Schwarz
Officer — Chairman · Director · 10% Owner
Period of report
Sep 14, 2017
Accepted (ET)
Sep 27, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718332

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common StockF1Sep 14, 2017X1,788,220$1.40A3,517,993IDirectly owned by Newcastle Partners L.P.
Common StockF1Sep 25, 2017S500,000$1.40D3,017,993IDirectly owned by Newcastle Partners L.P.
Common StockF1Sep 27, 2017S178,540$1.40D2,839,453IDirectly owned by Newcastle Partners L.P.
Common Stockholding———100,691D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
4% Convertible Senior Notes due 2022, Par $100F1$2.00holding———May 15, 2017Feb 15, 2022Common Stock542,500—I
4% Convertible Senior Notes due 2022, Par $100$2.00holding———May 15, 2017Feb 15, 2022Common Stock13,900—D
Director Stock Option (right to buy)$3.95holding———Jun 27, 2017Jun 27, 2026Common Stock40,00040,000D
Director Stock Option (right to buy)$3.11holding———Jun 25, 2013Jun 25, 2022Common Stock15,00015,000D
Director Stock Option (right to buy)$1.90holding———Jun 29, 2010Jun 29, 2019Common Stock40,00040,000D
Director Stock Option (right to buy)$2.32holding———Jul 2, 2009Jul 2, 2018Common Stock40,00040,000D

Explanation of responses