SEC Form 4 · accession 0001181580-17-000009
RAVE RESTAURANT GROUP, INC. · RAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clinton J Coleman
Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 11:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 106,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4% Convertible Senior Notes due 2022, Par $100 | $2.00 | Mar 3, 2017 | P | — | A | May 15, 2017 | Feb 15, 2022 | Common Stock | 40,150 | — | D |
| Director Stock Options (right to buy) | $13.11 | holding | — | — | — | Jul 2, 2016 | Jul 2, 2025 | Common Stock | 24,286 | 24,286 | D |
| Director Stock Options (right to buy) | $6.23 | holding | — | — | — | Jun 30, 2015 | Jun 30, 2024 | Common Stock | 28,800 | 28,800 | D |
| Director Stock Options (right to buy) | $5.74 | holding | — | — | — | Jul 1, 2014 | Jul 1, 2023 | Common Stock | 8,664 | 8,664 | D |
| Director Stock Options (right to buy) | $3.11 | holding | — | — | — | Jun 25, 2013 | Jun 25, 2022 | Common Stock | 40,000 | 40,000 | D |
| Director Stock Options (right to buy) | $2.71 | holding | — | — | — | Jun 27, 2012 | Jun 27, 2021 | Common Stock | 40,000 | 40,000 | D |
| Director Stock Options (right to buy) | $1.90 | holding | — | — | — | Jun 29, 2010 | Jun 29, 2019 | Common Stock | 31,506 | 31,506 | D |
| Director Stock Options (right to buy) | $2.32 | holding | — | — | — | Jul 2, 2009 | Jul 2, 2018 | Common Stock | 40,000 | 40,000 | D |