SEC Form 4 · accession 0001181580-17-000005
RAVE RESTAURANT GROUP, INC. · RAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Hammett Jr.
Director
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4% Convertible Senior Notes due 2022, Par $100 | $2.00 | Mar 3, 2017 | P | — | A | May 15, 2017 | Feb 15, 2022 | Common Stock | 2,100 | — | D |
| DIRECTOR STOCK OPTIONS (Right to Buy) | $3.95 | holding | — | — | — | Jun 27, 2017 | Jun 27, 2026 | COMMON STOCK | 10,000 | 10,000 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy) | $1.87 | holding | — | — | — | Jun 28, 2011 | Jun 28, 2020 | COMMON STOCK | 9,800 | 9,800 | D |
| DIRECTOR STOCK OPTIONS (Right to Buy) | $2.32 | holding | — | — | — | Jul 2, 2009 | Jul 2, 2018 | COMMON STOCK | 10,000 | 10,000 | D |