SEC Form 4 · accession 0001437749-17-004379
UNIFIRST CORP · UNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Difillippo
Officer — Senior VP of Operations
Period of report
Mar 10, 2017
Accepted (ET)
Mar 13, 2017 · 3:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | M | 2,666 | $45.57 | A | 6,023 | D | |
| Common Stock | Mar 10, 2017 | D | 1,494 | $130.60 | D | 4,529 | D | |
| Common StockF1 | Mar 13, 2017 | S | 1,172 | $131.10 | D | 3,357 | D | |
| Common StockF2 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 150 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $45.57 | Mar 10, 2017 | M | 2,666 | D | Oct 26, 2015 | Oct 27, 2020 | Common Stock ($0.10 par value) | 2,666 | 0 | D |
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 sales plan.
- F2Represents shares owned by David DiFillippo's children. David DiFillippo disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.