SEC Form 4 · accession 0001437749-17-000537
UNIFIRST CORP · UNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Difillippo
Officer — Senior VP of Operations
Period of report
Jan 10, 2017
Accepted (ET)
Jan 11, 2017 · 3:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2017 | M | 2,667 | $45.57 | A | 6,024 | D | |
| Common Stock | Jan 10, 2017 | D | 1,525 | $132.70 | D | 4,499 | D | |
| Common StockF1 | Jan 11, 2017 | S | 1,142 | $132.35 | D | 3,357 | D | |
| Common StockF2 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 150 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $45.57 | Jan 10, 2017 | M | 2,667 | D | Oct 26, 2015 | Oct 27, 2020 | Common Stock ($0.10 par value) | 2,667 | 5,333 | D |
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 sales plan.
- F2Represents shares owned by David DiFillippo's children. David DiFillippo disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.