SEC Form 4 · accession 0001437749-16-032895
UNIFIRST CORP · UNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Difillippo
Officer — Senior VP of Operations
Period of report
May 26, 2016
Accepted (ET)
May 27, 2016 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2016 | M | 155 | $37.92 | A | 3,512 | D | |
| Common Stock | May 26, 2016 | M | 222 | $27.08 | A | 3,734 | D | |
| Common Stock | May 26, 2016 | M | 889 | $42.55 | A | 4,623 | D | |
| Common StockF1 | May 26, 2016 | S | 1,266 | $113.69 | D | 3,357 | D | |
| Common StockF2 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF2 | holding | — | — | — | 150 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F3 | $37.92 | May 26, 2016 | M | 155 | D | — | Nov 6, 2017 | Common Stock ($0.10 par value) | 155 | 311 | D |
| Common Stock Option (right to buy)F4 | $27.08 | May 26, 2016 | M | 222 | D | — | Nov 11, 2018 | Common Stock ($0.10 par value) | 222 | 444 | D |
| Common Stock Option (right to buy)F5 | $42.55 | May 26, 2016 | M | 889 | D | — | Nov 10, 2019 | Common Stock ($0.10 par value) | 889 | 1,779 | D |
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 sales plan.
- F2Represents shares owned by David DiFillippo's children. David DiFillippo disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
- F3This stock option became vested and exercisable 100% on the fifth anniversary of the grant date (11/6/2012).
- F4This stock option became vested and exercisable 100% on the fifth anniversary of the grant date (11/11/2013).
- F5This stock option became vested and exercisable 100% on the fifth anniversary of the grant date (11/10/2014).