SEC Form 4 · accession 0001284084-19-000016
UNIFIRST CORP · UNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Martin Katz
Officer — Senior VP Sales and Marketing
Period of report
Feb 15, 2019
Accepted (ET)
Feb 25, 2019 · 2:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 5,334 | $102.90 | A | 7,609 | D | |
| Common Stock | Feb 15, 2019 | D | 4,434 | $147.72 | D | 3,175 | D | |
| Common Stock | Feb 19, 2019 | M | 2,666 | $102.90 | A | 5,841 | D | |
| Common Stock | Feb 19, 2019 | D | 2,240 | $147.56 | D | 3,601 | D | |
| Common StockF1,F2 | Feb 25, 2019 | S | 1,326 | $148.00 | D | 2,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $102.90 | Feb 15, 2019 | M | 5,334 | D | Oct 28, 2018 | Oct 29, 2023 | Common Stock ($0.10 par value) | 5,334 | 2,666 | D |
| Stock Appreciation Right | $102.90 | Feb 19, 2019 | M | 2,666 | D | Oct 28, 2018 | Oct 29, 2023 | Common Stock ($0.10 par value) | 2,666 | 0 | D |
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 sales plan.
- F2Consists of 1,044 restricted stock units that vest 100% on December 20, 2022 and 1,231 restricted stock units that vest 100% on October 22, 2023.