SEC Form 4 · accession 0001284084-18-000037
UNIFIRST CORP · UNF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Difillippo
Officer — Senior VP of Operations
Period of report
Apr 23, 2018
Accepted (ET)
Apr 24, 2018 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 23, 2018 | M | 2,667 | $49.67 | A | 7,068 | D | |
| Common Stock | Apr 23, 2018 | D | 1,621 | $162.15 | D | 5,447 | D | |
| Common StockF1,F2 | Apr 24, 2018 | S | 1,046 | $161.70 | D | 4,401 | D | |
| Common StockF3 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF3 | holding | — | — | — | 150 | I | By Daughter | |
| Common StockF3 | holding | — | — | — | 450 | I | By Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $49.67 | Apr 23, 2018 | M | 2,667 | D | Oct 25, 2016 | Oct 26, 2021 | Common Stock ($0.10 par value) | 2,667 | 0 | D |
Explanation of responses
- F1Represents shares sold pursuant to a Rule 10b5-1 sales plan.
- F2Consists of 1,044 restricted stock units that vest 100% on December 20, 2022 and 3,357 shares of Common Stock owned by the reporting person.
- F3Represents shares owned by David DiFillippo's children. David DiFillippo disclaims beneficial ownership of these reported securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of these securities for purposes of Section 16 or any other purpose.