SEC Form 4 · accession 0001437749-18-002544
FIRST US BANCSHARES, INC. · FUSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F House
Officer — President & CEO · Director
Period of report
Feb 12, 2018
Accepted (ET)
Feb 14, 2018 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF1 | holding | — | — | — | 44,878 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $11.71 | Feb 12, 2018 | A | 9,900 | A | Feb 12, 2019 | Feb 12, 2028 | Common Stock | 9,900 | 9,900 | D |
Explanation of responses
- F1Includes 2,500 shares of common stock that were inadvertently excluded from the reporting person's most recent ownership report. Also includes 17,376 shares held in First US Bancshares, Inc. 401(k)Plan.
- F2The options vest in three equal annual installments beginning on February 12, 2019.