SEC Form 4 · accession 0001209191-16-102772
FIRST US BANCSHARES, INC. · FUSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly J Dozier
Officer — VP,Secr,Ast Trs-USBI;SVP-FUSB
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717806
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $8.30 | Feb 24, 2016 | A | 3,000 | A | — | Feb 24, 2026 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The options vest in three equal annual installments beginning on February 24, 2017.