SEC Form 4 · accession 0001193125-26-299484
FIRST US BANCSHARES, INC. · FUSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H Mabowitz
Officer — SEVP, CRO, CCO, & CRA Officer
Period of report
Jul 8, 2026
Accepted (ET)
Jul 9, 2026 · 1:25 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000717806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jul 8, 2026 | M | 5,000 | $14.11 | A | 23,710 | D | |
| Common Stock, $.01 par value | Jul 8, 2026 | F | 4,408 | $16.95 | D | 19,302 | D | |
| Common Stock, $.01 par value | Jul 8, 2026 | M | 3,600 | $11.71 | A | 22,902 | D | |
| Common Stock, $.01 par value | Jul 8, 2026 | F | 2,813 | $16.95 | D | 20,089 | D | |
| Common Stock, $.01 par value | Jul 8, 2026 | M | 3,000 | $10.01 | A | 23,089 | D | |
| Common Stock, $.01 par value | Jul 8, 2026 | F | 2,132 | $16.95 | D | 20,957 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 83 | I | 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $14.11 | Jul 8, 2026 | M | 5,000 | D | Feb 22, 2018 | Feb 22, 2027 | Common Stock, $.01 par value | 5,000 | 0 | D |
| Stock Option (right to buy)F3 | $11.71 | Jul 8, 2026 | M | 3,600 | D | Feb 12, 2019 | Feb 12, 2028 | Common Stock, $.01 par value | 3,600 | 0 | D |
| Stock Option (right to buy)F4 | $10.01 | Jul 8, 2026 | M | 3,000 | D | Feb 27, 2020 | Feb 27, 2029 | Common Stock, $.01 par value | 3,000 | 0 | D |
Explanation of responses
- F1Based on information provided by Voya, the record keeper of the First US Bancshares, Inc. 401(k) Plan as of 7/8/2026.
- F2These options were granted on 2/22/2017, and vested in equal installments on each of the first three anniversaries of the date of grant.
- F3These options were granted on 2/12/2018, and vested in equal installments on each of the first three anniversaries of the date of grant.
- F4These options were granted on 2/27/19, and vested in equal installments on each of the first three anniversaries of the date of grant.