SEC Form 4 · accession 0001193125-26-290450
FIRST US BANCSHARES, INC. · FUSB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Mitchell
Officer — SEVP-Consumer Lending-Bank
Period of report
Jun 29, 2026
Accepted (ET)
Jun 30, 2026 · 4:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000717806
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Jun 29, 2026 | M | 7,000 | $14.11 | A | 30,732 | D | |
| Common Stock, $.01 par value | Jun 29, 2026 | F | 6,164 | $16.98 | D | 24,568 | D | |
| Common Stock, $.01 par value | Jun 29, 2026 | M | 5,100 | $11.71 | A | 29,668 | D | |
| Common Stock, $.01 par value | Jun 29, 2026 | F | 3,981 | $16.98 | D | 25,687 | D | |
| Common Stock, $.01 par value | Jun 29, 2026 | M | 5,600 | $10.01 | A | 31,287 | D | |
| Common Stock, $.01 par value | Jun 29, 2026 | F | 3,975 | $16.98 | D | 27,312 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 8,384 | I | 401K | |
| Common Stock, $.01 par valueF2 | holding | — | — | — | 1,209 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $14.11 | Jun 29, 2026 | M | 7,000 | D | Feb 22, 2018 | Feb 22, 2027 | Common Stock, $.01 par value | 7,000 | 0 | D |
| Stock Option (right to buy)F4 | $11.71 | Jun 29, 2026 | M | 5,100 | D | Feb 12, 2019 | Feb 12, 2028 | Common Stock, $.01 par value | 5,100 | 0 | D |
| Stock Option (right to buy)F5 | $10.01 | Jun 29, 2026 | M | 5,600 | D | Feb 27, 2020 | Feb 27, 2029 | Common Stock, $.01 par value | 5,600 | 0 | D |
Explanation of responses
- F1Based on information provided by Voya, the record keeper of the First US Bancshares, Inc. 401(k) Plan as of 6/29/2026.
- F2Shares owned by spouse of which reporting person disclaims beneficial ownership.
- F3These options were granted on February 22, 2017, and vested in equal installments on each of the first three anniversaries of the date of grant.
- F4These options were granted on February 12, 2018, and vested in equal installments on each of the first three anniversaries of the date of grant.
- F5These options were granted on February 27, 2019, and vested in equal installments on each of the first three anniversaries of the date of grant.