SEC Form 4 · accession 0000717538-19-000068
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Feb 19, 2019
Accepted (ET)
Feb 20, 2019 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2019 | M | 15,686 | $19.58 | A | 197,408 | D | |
| Common Stock | Feb 19, 2019 | F | 11,357 | $35.90 | D | 186,051 | D | |
| Common Stock | holding | — | — | — | 5,676 | I | By Wife w/Broker | |
| Common Stock | holding | — | — | — | 2,851 | I | Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $19.58 | Feb 19, 2019 | M | 15,686 | D | Jan 27, 2011 | Jan 27, 2020 | Common Stock | 15,686 | 0 | D |
Explanation of responses
- F1The option vested in four equal installments starting January 27, 2011.