SEC Form 4 · accession 0000717538-18-000211
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Dmd Reisman
Director
Period of report
Nov 29, 2018
Accepted (ET)
Nov 30, 2018 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 29, 2018 | J | 221 | $35.13 | A | 12,576 | D | |
| Common StockF3 | holding | — | — | — | 707 | I | By Wife in DRIP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.
- F2The information provided reflects 102 shares acquired under the Company's DRIP and 359 shares acquired via a stock dividend since September 12, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F3The information provided reflects 5 shares acquired under the Company's DRIP and 20 shares acquired via a stock dividend since September 12, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.