SEC Form 4 · accession 0000717538-18-000206
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Jun 1, 2018
Accepted (ET)
Nov 30, 2018 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | G | 761 | $0.00 | D | 176,215 | D | |
| Common StockF2 | Nov 29, 2018 | J | 221 | $35.13 | A | 181,722 | D | |
| Common StockF3 | holding | — | — | — | 5,676 | I | By Wife w/Broker | |
| Common StockF4 | holding | — | — | — | 2,851 | I | Wife's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.
- F2The information provided reflects 5286 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F3The information provided reflects 165 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F4The information provided reflects 83 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.