SEC Form 4 · accession 0000717538-18-000171
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond F O'Conor
Director
Period of report
Oct 9, 2018
Accepted (ET)
Oct 15, 2018 · 1:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 9, 2018 | G | 600 | $0.00 | D | 45,267 | D | |
| Common StockF2 | Oct 15, 2018 | S | 500 | $34.58 | D | 44,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 1,336 shares acquired via a stock dividend since September 14, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.