SEC Form 4 · accession 0000717538-18-000100
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Mar 9, 2018
Accepted (ET)
May 10, 2018 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2018 | G | 830 | $0.00 | D | 171,816 | D | |
| Common Stock | May 10, 2018 | M | 15,686 | $18.00 | A | 187,502 | D | |
| Common Stock | May 10, 2018 | F | 10,730 | $37.35 | D | 176,772 | D | |
| Common Stock | holding | — | — | — | 5,511 | I | By Wife w/Broker | |
| Common Stock | holding | — | — | — | 2,768 | I | Wife's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $18.00 | May 10, 2018 | M | 15,686 | D | Jan 21, 2010 | Jan 21, 2019 | Common Stock | 15,686 | 0 | D |
Explanation of responses
- F1The options vested in four equal annual installments starting January 21, 2010.