SEC Form 4/A · accession 0000717538-18-000072
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Elizabeth Miller
Director
Period of report
Nov 30, 2017
Accepted (ET)
Mar 14, 2018 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | J | 211 | $36.80 | A | 16,682 | D | |
| Common StockF3,F4 | holding | — | — | — | 5,694 | I | Held by Miller Family Partnership, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.
- F2The information provided reflects 206 shares acquired under the Company's DRIP and 478 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F3This Form 4 Amendment is being filed to report the indirect ownership of 5,694 shares held by the Miller Family Partnership, LP which were not reported on the original Form 4 filing.
- F4The information provided reflects 165 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.