SEC Form 4 · accession 0000717538-17-000187
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael B Clarke
Director
Period of report
Oct 5, 2017
Accepted (ET)
Dec 1, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 30, 2017 | J | 211 | $36.80 | A | 1,424 | D | |
| Common StockF3 | Oct 5, 2017 | G | 487 | $0.00 | D | 13,830 | I | Wife's Trust |
| Common Stock | Oct 27, 2017 | G | 430 | $0.00 | D | 13,400 | I | Wife's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.
- F2The information provided reflects 16 shares acquired under the Company's DRIP and 35 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F3The information provided reflects 417 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.