SEC Form 4 · accession 0000717538-17-000174
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Hoy
Director · Other
Period of report
Oct 26, 2017
Accepted (ET)
Nov 21, 2017 · 6:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2017 | G | 864 | $0.00 | D | 174,633 | D | |
| Common Stock | Oct 27, 2017 | G | 282 | $0.00 | D | 174,915 | D | |
| Common Stock | Nov 17, 2017 | S | 1,300 | $35.16 | D | 173,615 | D | |
| Common StockF2 | holding | — | — | — | 5,511 | I | By Wife w/Broker | |
| Common StockF3 | holding | — | — | — | 2,768 | I | Wife's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The information provided reflects 5127 shares acquired via a stock dividend since June 09, 2017 which were not required to be reported on a Form 4. This information is being furnished todisclose the total holdings of the insider as of the date of this Form 4.
- F2The information provided reflects 160 shares acquired via a stock dividend since June 09, 2017 which were not required to be reported on a Form 4. This information is being furnished todisclose the total holdings of the insider as of the date of this Form 4.
- F3The information provided reflects 80 shares acquired via a stock dividend since June 09, 2017 which were not required to be reported on a Form 4. This information is being furnished todisclose the total holdings of the insider as of the date of this Form 4.